Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. John B. Owen 205-264-4551 He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. Paul, Seattle, and Portland. Tammy LoCascio Chief Operating Officer . CCOs need to create, update and manage compliance and ethics policies to ensure successful implementation and policy adoption throughout the organization. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Monday through Friday. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Ronald G. Smith Senior Executive Vice President He joined Assurant as senior vice president of Information Technology. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Pichel joined Regions in 2005 and has held positions as Head of Consumer Lending and as National Production Manager for Regions Mortgage. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Community Affairs is comprised of Community Relations, Community Development, Disability Services & Outreach, and Service Members & Veterans Affairs. (Photo: Business Wire). These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Prior to that role he was Head of Strategic and Corporate planning. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Privacy Policy. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. Building a detailed plan. Gartner helps compliance officers transition confidently andsucceed faster. Nix will report to Tara Plimpton, chief legal officer for the bank. He is a alumnus of the Graduate School of Banking at Louisiana State University. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. Chief Governance Officer and Assistant Corporate Secretary. Before joining AmSouth, Keenan served as director of Human Resources at Frito-Lay, a division of PepsiCo, where he worked for 10 years. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. He leads the companys Executive Leadership Team. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Andrew Nix. She also serves as vice president and program chair. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Smithy started his career with First Union Bank of Florida as the Central Florida Region Controller in Jacksonville, Florida. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. President and Chief Executive Officer of Regions Financial Corporation. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. John Turner is president and chief executive officer of Regions Financial Corporation. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. David J. Turner, Jr. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Core Product Marketing. Senior Executive Vice President He is a member of the Birmingham Downtown Rotary Club, The Monday Morning Quarterback Club and was in the 2001 class of Leadership Birmingham. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Sorry, No data match for your criteria. Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. He is also a member of the United Ways Tocqueville Society. Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. In addition, Nolan oversees competitive and strategic analysis. Ritter is a member of Regions Executive Leadership Team. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . Executive Vice President Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Corporate governance is my passion. Privacy Policy. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. and He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Gartner Terms of Use Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Barb Godin In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Prior to joining Regions in 2013, Martha served as Senior Portfolio Manager and Credit Risk Executive at KeyBank. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Head of Corporate Banking Group. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He is a member of Regions Executive Leadership Team. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. New compliance officers face an overwhelming amount of tasks during their first few months. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. First Horizon Bank. Advisory Services are offered through Cetera Investment Advisers LLC. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Prior to being named Chief Administrative and Human Resources Officer in 2020, Keenan served as Chief Human Resources Officer for the company for 10 years. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Corporate governance is my passion. Discover the four best practice approaches in investigation management. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Executive Vice President Privacy Policy. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Kate R. Danella Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Cheatham joined AmSouth in 1996 where he served in roles as Commercial Real Estate Executive and Division Executive for Commercial and Industrial which included leadership for Capital Markets, Leasing, Healthcare and Asset Based Lending. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). Senior Executive Vice President She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Jeremy King | He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. He was named president in December 2017. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Youre about to leave Regions to use an external site. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. ET Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Senior Executive Vice President Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Anthony Restel President, Regional Banking . Evaluate current compliance program activities and gauge their effectiveness and impact. John Turner is president and chief executive officer of Regions Financial Corporation. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. Senior Executive Vice President Head - Financial Risk. Treasurer. Senior Executive Vice President BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Andy Hernandez is Chief Digital Officer for Regions. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Pichel began his career as a financial analyst with General Motors. December 09, 2020, 1:13 p.m. EST 1 Min Read. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. John Turner is president and chief executive officer of Regions Financial Corporation. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Deputy Chief Risk Officer and Chief Credit Officer. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President Additional information about Regions and its full line of products and services can be found at www.regions.com. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Horton holds a bachelors degree from Jacksonville State University in Jacksonville, Alabama, and is a graduate of the Graduate School of Banking at Louisiana State University. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Andrews experience and insights will help us build on these accomplishments. Use this one-page template to communicate your strategy with internal business partners. Additional information about Regions and its full line of products and services can be found at www.regions.com. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. Regions Investment Solutions is a marketing name of Cetera Investment Services. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Head of Consumer Banking Group. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. 2023Gartner, Inc. and/or its affiliates. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. Senior Executive Vice President Andrews experience and insights will help us build on these accomplishments. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Chief Risk Officer . BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Regions provides links to other websites merely and strictly for your convenience. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Danella earned a bachelors degree in Economics and English from Vanderbilt. By clicking the "" button, you are agreeing to the Regions Bank is an Equal Housing Lender and Member FDIC. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. He began his career in the Jackson, Mississippi office of Arthur Andersen. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. 2023 Regions Bank. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. He succeeds Hope Mehlman . He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Senior Executive Vice President Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. About Regions Financial Corporation Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. He began his career at Crestar Mortgage. Privacy Policy. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Chief Financial Officer. Executive Vice President 2023 Regions Bank. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Previously Peters was head of the Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President Jeremy D. King During this period, he served in line management positions in manufacturing, distribution and sales. Chief Risk Officer. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Nix commits much of his time to community engagement and professional organizations. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Senior Executive Vice President BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Mehlman received her bachelors degree from Cornell University. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana.